Yvtm NMED Bureau Chief Elected Vice President Of ACWA
NMRLD News:SANTA FE 鈥?The New Mexico Securities Division, a member of the North American Securities Administrators Association NASAA , has joined a $17 million settlement with Edward D. Jones Co., L.P. Edward Jones after an investigation into the broker-dealers supervision of customers paying front-load commissions for Class A mutual fund shares then later moving brokerage assets into fee-based investment advisory accounts.The four-year investigation was led by a working group of 14 state securities regulators and looked into Edward Joness supervision of customers moving from brokerage to advisory accounts despite the 2016 U.S. Department of Labor Fiduciary Rule that would make investment advice to retirement accounts subject to a fiduciary standard of care. In partnership with NASAA and other state securities regulators, we will continue to protect investors and ensure that companies operating in stanley italia New Mexico follow our securities laws, said New Mexico Securities Division Acting Director Benjamin Schrope. We appreciate the ongoing cooperation of Edward Jones throughout this investigation and settlement process. Firms that offer both brokerage and investment advisory services should be mindful that customers are receiving the services the customer wants at an appropriate price.The in stanley website stanley cup uk vestigation found that Edward Jones charged front-load commissions for investments in Class A mutual fund shares in situations where the customer sold or moved the mutual fund shares soon Cyxc Kiwanis Club Of Los Alamos 4th Of July Celebration
By SHARON STOVERGOP Candidate For Dist. 43Last night I offered my personal congratulations to Stephanie Garcia Richard on her win as our House District 43 State Representative.I wish her the best as she continues to represent us in the New Mexico Legislature. I know she cares for our district as well as our state and will work hard.I would like to thank those who supported me during this campaign. I feel blessed with the new friends I made throughout District 43. I have invested 33 years in our community, and I pledge to continue working to make it the best it can be.Subscribe FREE to News AlertsMake the stanley us Daily Post your HomepageMore News Like us on FacebookSubscribe FREE to News AlertsMake the Daily Post your HomepageMore News Like us on Facebook LOS ALAMOSladailypost website support locally by OviNuppi SystemsCouncil, Boards 038; Commissions CalendarHilltopper Sports Scores from MaxPrepCouncil, Boards 038; Commissions CalendarHilltopper Sports Scores from MaxPrepFacebook-fYoutubeInstagramSubscribe to your choice of breaking and/or daily news headlines.Subscribe to your choice of breaking and/or daily news headlines.Copyright 漏 2012-2025 The Los Alamos Daily Post is the Official Newspaper of Record in Los Alamos County. This Site and all infor stanley termosy mation contained here including, but not limited to news stories, photographs, videos, charts, graphs and graphics is the property of the Los Alamos Daily Post, unless otherw stanley termos ise noted. Permission to reprint in whole o |
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